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Vincent Luke Beals

Equitable Advisors, LLC

Syracuse, NY

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-18
TX RA APPROVED_RES 2021-01-08
  • NY RA
    APPROVED
    Since 2021-05-18
  • TX RA
    APPROVED_RES
    Since 2021-01-08

Branch Locations

507 Plum Street Suite 200, Syracuse, NY 13204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 03/2003 06/2020
Equitable Advisors, Llc New York NY 03/2003 Present
Other Businesses

Holds POA for wife, mother and father.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-05-04
S63 Uniform Securities Agent State Law Examination 2012-12-20
S66 Uniform Combined State Law Examination 2003-05-19
  • S65 Uniform Investment Adviser Law Examination
    2017-05-04
  • S63 Uniform Securities Agent State Law Examination
    2012-12-20
  • S66 Uniform Combined State Law Examination
    2003-05-19

View on SEC IAPD

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