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Samuel C. Conde

Rbc Capital Markets, LLC

Syracuse, NY

Manlius, NY

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-12-26
NY RA APPROVED 2021-10-16
  • TX RA
    APPROVED_RES
    Since 2023-12-26
  • NY RA
    APPROVED
    Since 2021-10-16

Branch Locations

5786 Widewaters Pkwy Suite 2, Syracuse, NY 13214-3500 • United States

Manlius, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Syracuse NY 03/2008 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Syracuse, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-07-16
S63 Uniform Securities Agent State Law Examination 2004-01-24
  • S65 Uniform Investment Adviser Law Examination
    2012-07-16
  • S63 Uniform Securities Agent State Law Examination
    2004-01-24

View on SEC IAPD

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