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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-27 |
| NJ | RA | APPROVED | 2012-06-11 |
| TX | RA | APPROVED | 2008-11-28 |
Branch Locations
1010 Franklin Ave Ste 400, Garden City, NY 11530 • United States
East Williston, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Garden City | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Garden City | NY | 11/2016 | Present |
GWB ENTERPRISES, LLC, INVT RELATED, EAST WILLISTON, NY, 100% OWNERSHIP WITH SPOUSE, START DATE 1/13/2023, 20 HRS PER MONTH, 0 HRS DURING TRADING, LLC FOR RENTAL PROPERTY, MANAGING PROPERTY. RENTAL PROPERTY, INVT RELATED, EAST WILLISTON, NY, 100% OWNERSHIP, START DATE 3/1/2023, 10 HRS PER MONTH, 0 HRS DURING TRADING, COLLECTING RENT.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-20 |
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