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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-02-07
SC RA APPROVED 2020-06-18
NC RA APPROVED 2018-12-20
  • VA RA
    APPROVED
    Since 2025-02-07
  • SC RA
    APPROVED
    Since 2020-06-18
  • NC RA
    APPROVED
    Since 2018-12-20

Branch Locations

452 S Main St Suite 100, Davidson, NC 28036-8095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp. Davidson NC 10/2002 Present
Daniel O'COnnell Insurance Agency Davidson NC 09/2005 Present
State Farm Investment Management Corp. Davidson NC 08/2018 Present
Daniel O'COnnell Insurance Agency Mount Holly NC 05/2021 06/2021
State Farm Vp Management Corp Mount Holley NC 05/2021 06/2021
  • 10/2002 → Present
    State Farm Vp Management Corp.
    Davidson, NC
  • 09/2005 → Present
    Daniel O'COnnell Insurance Agency
    Davidson, NC
  • 08/2018 → Present
    Davidson, NC
  • 05/2021 → 06/2021
    Daniel O'COnnell Insurance Agency
    Mount Holly, NC
  • 05/2021 → 06/2021
    State Farm Vp Management Corp
    Mount Holley, NC
Other Businesses

1) Daniel R O'Connell's Insurance Agency; Investment-related;452 S Main St Ste 100 Davidson, NC 28036-8095 ; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent;12/17/2002; 80; 80; Service customers and supervise employees. 2) Daniel Roger O'Connell III - Property #1 (personally Held Real Estate); investment-related; 42 Queens Ct Saluda NC 28773; Individual Held Real Estate; Partner; 06/17/2022; 4; 0; short term rental property and Control of the checkbook, Review bank statements, Pay bills/Co-Signor on checking account, Make deposits in the checking account 3) Tryon Country Club; Non-Investment Related; 393 Country Club Rd Tryon, NC 28782; Membership/Civic/Fraternal Organization; Board Member; Vice President; 06/15/2026; 2; 0; Volunteering my time to help.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-12-20
S63 Uniform Securities Agent State Law Examination 2002-12-16
  • S65 Uniform Investment Adviser Law Examination
    2018-12-20
  • S63 Uniform Securities Agent State Law Examination
    2002-12-16
Other Names
  • Roger O'COnnell

View on SEC IAPD

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