Mario Saggese

Current Employers

Employment History

• 10/2002 → 09/2025
  Avantax Investment Services, Inc.
  New York, NY
• 08/2017 → Present
  115 117 South Elliott Pl Llc
  New York, NY
• 02/2018 → 09/2025
  Avantax Advisory Services
  New York, NY
• 01/2015 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services.
  Brooklyn, NY
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Brooklyn, NY
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2021-09-04 → 2025-09-05
  Avantax Advisory Services
  New York, NY
  Brooklyn, NY

Other Businesses

1) Mario Saggese~1350 Broadway, Suite 705~New York~NY~10018~Independent Insurance Agent~Insurance Sales Agent~6/1/2003~3hrs~3hrs~sale of insurance products 2) Italy legal online~1350 broadway #705~new york~NY~10018~Legal~Tax Preparation/Accounting~8/17/2017~3hrs~0hrs~preparation of financials, business development 3) 115 117 south elliott pl llc~1350 broadway #705l~new york~NY~10018~Rental Property Owner/Management~Department Manager~8/17/2017~5hrs~5hrs~manage real estate 4) Vistarra holdings~230 kings highway east suite 267~haddonfield~NJ~08033~Real Estate~Other~7/20/2015~2hrs~2hrs~minority owner of shares 5) GAF Financial Group Accounting & Ta~1350 broadway~new york~NY~10018~Tax Preparation/Accounting~Partner/General Partner~1/1/2005~160hrs~130hrs~partner in accounting and tax practice 6) Rythmedix llc~5000 atrium way suite 1~mount laurel~NJ~08054~Health Care~Other~7/20/2015~1hrs~1hrs~minority member 7) 160-189 NORTH ST LLC POSITION: member NATURE: LLC owns real property and will purchase additional properties in the future INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 06/07/2022 ADDRESS: 533 metropolitan ave, brooklyn NY 11211, United States DESCRIPTION: I am the member that analyzes potential purchases and i share in the equity and income of the llc 8) MARIO SAGGESE PROPERTY AND CASUALTY AGENT POSITION: property and casualty insurance agent NATURE: providing quotes on property and casualty insurance for businesses and individuals INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2023 ADDRESS: 533 metropolitan ave, brooklyn NY 11211, United States DESCRIPTION: providing quotes and binding property and casualty insurance policies for businesses and individuals 9) ASSOCIAZIONE SACCHESI D'AMERICA POSITION: president NATURE: 501c3 organization- cultural and charitable organization that runs communty events and assists community residents. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 12/15/2024 ADDRESS: 1224 149 st, whitestone NY 11358, United States DESCRIPTION: i am in charge of recruiting members, running meetings, creating events, and future planning for the assistance of the community. 10) LIC FINANCIAL GROUP POSITION: owner NATURE: advisory services and brokerage services, alternative investments .This is the dba I use for my wealth management business. INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 60 START DATE: 01/01/2025 ADDRESS: 533 metropolitan ave, brooklyn NY 11211, United States DESCRIPTION: open accounts and monitor them for clients. serve client needs by recommending new investments or additional investments with accounts already established.

Exams

• S63 Uniform Securities Agent State Law Examination
  2002-11-18