Steven W Barrett

Current Employers

Employment History

• 02/2015 → 11/2023
  Lpl Financial Llc
  Chatsworth, CA
• 01/2015 → 12/2020
  Xceed Financial Credit Union
  El Segundo, CA
• 12/2020 → 05/2023
  Premier America Credit Union
  Chatsworth, CA
• 11/2023 → Present
  Osaic Wealth, Inc.
  Rolling Hills Estates, CA

Previous Registrations

• 2016-05-19 → 2023-11-27
  Lpl Financial Llc
  El Segundo, CA
  El Segundo, CA
  Chatsworth, CA
  Rolling Hills Estate, CA

Other Businesses

1) 06/12/2023 - Strategically Balanced Investments and Insurance - Investment Related - At Reported Business Location(s) - DBA for Osaic Business (entity for Osaic business) - Start Date 06/07/2023 - 40 Hours Per Month/ 40 Hours During Securities Trading 2) STRATEGICALLY BALANCED INVESTMENTS & INSURANCE POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 05/01/2023 ADDRESS: 76 STRAWBERRY LN, ROLLING HILLS ESTATE CA 90274, United States DESCRIPTION: Financial Planning for a Fee Insurance Sales Investment Sales 3. STRATEGICALLY BALANCED INVESTMENTS AND INSURANCE POSITION: Wealth Advisor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 05/01/2023 ADDRESS: 76 STRAWBERRY LN, ROLLING HILLS ESTATE CA 90274, United States DESCRIPTION: Selling Investments and Insurance solutions. Servicing existing clients. Writing Financial Plans. 4. STRATEGICALLY BALANCED INVESTMENTS & INSURANCE POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 05/01/2023 ADDRESS: 76 STRAWBERRY LN, ROLLING HILLS ESTATE CA 90274, United States DESCRIPTION: Financial Planning for a FeeInsurance SalesInvesment Sales

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-05-19
• S63 Uniform Securities Agent State Law Examination
  2003-01-16