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900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2021-02-23 |
Branch Locations
1004 Frederica Street, Owensboro, KY 42301 • United States
900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brescia University | Owensboro | KY | 09/2009 | Present |
| Paoli Peaks | Paoli | IN | 10/2017 | Present |
| Econ-Logic | Owensboro | KY | 01/2018 | Present |
| Advisory Services Network, Llc | Atlanta | GA | 02/2021 | Present |
1) Econ-Logic, 717 Frederica St Owensboro, KY 42301, Economic consulting, such as regional economy economic impact studies. Non-investment related, Owner, Occasional studies on economic conditions for regional economies. Start 1/1/2018. Devote 5 hours a month, Devote 0 hours during trading hours. 2)Kentucky Wesleyan College, 3000 Frederica St, Owensboro, KY 42301, Economics Instructor, Professor of Business, Teaching Economics. Start 9/2009, Devote 25 hours a month, devote 2 hours during trading hours. Non-Investment Related. 3) Owensboro Community and Technical College: Owensboro, KY, economics instructor since 01/2022. Time spent approximately 8 hours per month, none during trading hours; not an investment related activity.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-10-16 |
| S66 | Uniform Combined State Law Examination | 2002-12-02 |
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