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Olatunbosun Jose

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Garden City, NY

Rosedale, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED 2020-01-07
CT RA APPROVED 2019-07-12
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED
    Since 2020-01-07
  • CT RA
    APPROVED
    Since 2019-07-12

Branch Locations

1325 Franklin Ave, Garden City, NY 11530 • United States

Rosedale, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mbsc Securities Corporation Uniondale NY 11/2014 02/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Garden City NY 02/2019 Present
Bny Mellon Uniondale NY 11/2014 02/2019
Bank Of America, N.A. Garden City NY 05/2019 Present
  • 11/2014 → 02/2019
    Mbsc Securities Corporation
    Uniondale, NY
  • 02/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Garden City, NY
  • 11/2014 → 02/2019
    Bny Mellon
    Uniondale, NY
  • 05/2019 → Present
    Bank Of America, N.A.
    Garden City, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-11
S63 Uniform Securities Agent State Law Examination 2004-07-23
  • S66 Uniform Combined State Law Examination
    2019-07-11
  • S63 Uniform Securities Agent State Law Examination
    2004-07-23
Other Names
  • Ola Jose
  • Olatunbosun Oluwatimilehin Jose

View on SEC IAPD

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ELLEN M CHAN
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Other Offices

ARKADIOS WEALTH ADVISORS · Garden City, NY
CETERA INVESTMENT ADVISERS LLC · Garden City, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
CETERA INVESTMENT ADVISERS LLC · GARDEN CITY, NY
BRIXTON CAPITAL WEALTH ADVISORS, LLC · GARDEN CITY, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Garden City, NY
OSAIC WEALTH, INC. · GARDEN CITY, NY
COMMONWEALTH FINANCIAL NETWORK · Garden City, NY

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