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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
Branch Locations
9920 4Th Avenue Suite 303, Brooklyn, NY 11209 • United States
Staten Island, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Brooklyn | NY | 06/2012 | Present |
| Mml Investors Services | Brooklyn | NY | 07/2012 | Present |
(1) NAME: Dalton Education INV REL: N ADD: At Residential Address NATURE: Other - Online and Live Classroom teaching of CFP Certification Courses POSITION: Faculty teaching CFP Certification Courses START DATE: 01/01/2016 NO. HR/MO:12 NO. HR/MO DURING SEC TRADING: 0. (2) NAME: New York University INV REL: N ADD: 11 West 42nd Street, New York, NY 10036 NATURE: OTHER - Live Classroom teaching of CFP Certification Courses POSITION: Faculty Position at New York University START DATE: 03/01/2015 NO. HR/MO: 12 NO. HR/MO DURING SEC TRADING: 0. (3) NAME: CUNY College of Staten Island INV REL: N ADD: 2800 Victory Blvd, Staten Island, NY 10314 NATURE: Other - Live Classroom teaching of Undergraduate Finance, Accounting, & Economics Courses POSITION: Faculty Position at CUNY College of Staten Island 10314 START DATE: 09/01/2015 NO. HR/MO: 12 NO. HR/MO DURING SEC TRADING: 0. (4) NAME: First Call Tax Advocates Corporation INV REL: Y ADD: 9 Deep Run Court Island, Morganville NJ 07751 NATURE: Other - CPA/Tax Preparation POSITION: Sales, Ownership, Owner of corporate entity START DATE: 01/22/2019 NO. HR/MO: 12 NO. HR/MO DURING SEC TRADING: 0.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 2002-09-10 |
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