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Kelley Krant Mcwilliams

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fairfield, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-16
CT RA APPROVED 2021-12-17
  • TX RA
    APPROVED
    Since 2023-03-16
  • CT RA
    APPROVED
    Since 2021-12-17

Branch Locations

1499 Post Rd, Fairfield, CT 06824 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Darien CT 08/2021 Present
Rocaton Investment Advisors Norwalk CT 07/2013 04/2019
Goldman Sachs Norwalk CT 04/2019 08/2021
Other Businesses

Rodan and Fields independent consultant. Non-investment related. Beauty company. Started May 2018. 1 hour/month, non-securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-16
S63 Uniform Securities Agent State Law Examination 2002-09-27
  • S66 Uniform Combined State Law Examination
    2021-12-16
  • S63 Uniform Securities Agent State Law Examination
    2002-09-27
Other Names
  • Kelley Fitzpatrick Krant
  • Kelley Fitzpatrick Mcwilliams

View on SEC IAPD

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MICHAEL BRADEN GOLEMBIESKY
David Kenneth Galuskin

Other Offices

HERBERT J. SIMS CAPITAL MANAGEMENT, INC. · FAIRFIELD, CT
MONECO ADVISORS · FAIRFIELD, CT
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fairfield, CT
MONECO ADVISORS · FAIRFIELD, CT
JANNEY MONTGOMERY SCOTT LLC · Fairfield, CT
EDGEWOOD CAPITAL ADVISORS, LLC · SOUTHPORT, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Southport, CT
DAYMARK WEALTH PARTNERS, LLC · Southport, CT

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