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Ralph Santford Garner

Wells Fargo Clearing Services, LLC

Winston Salem, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-06-05
  • NC RA
    APPROVED
    Since 2023-06-05

Branch Locations

380 Knollwood St Ste 600, Winston Salem, NC 27103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Securities, Llc Winston-Salem NC 01/2013 05/2021
Truist Investment Services, Inc. Winston-Salem NC 02/2021 06/2023
Wells Fargo Clearing Services, Llc Winston Salem NC 06/2023 Present
  • 01/2013 → 05/2021
    Bb&T Securities, Llc
    Winston-Salem, NC
  • 02/2021 → 06/2023
    Truist Investment Services, Inc.
    Winston-Salem, NC
  • 06/2023 → Present
    Wells Fargo Clearing Services, Llc
    Winston Salem, NC
Previous Registrations
  • 2021-02-17 → 2023-06-05
    Truist Advisory Services, Inc.
    Atlanta, GA
    Winston-Salem, NC
  • 2013-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Winston-Salem, NC
    Richmond, VA
  • 2012-12-21 → 2013-01-02
    Scott & Stringfellow, Llc
    Winston-Salem, NC
  • 2008-04-03 → 2012-12-21
    First Citizens Investor Services, Inc.
    Winston-Salem, NC
  • 2003-01-22 → 2008-03-24
    Bb&T Investment Services, Inc.
    Winston-Salem, NC
    Charlotte, NC
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-12
  • S66 Uniform Combined State Law Examination
    2002-12-12
Other Names
  • Ralph Santford Garner Iii

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · WINSTON SALEM, NC
LPL FINANCIAL LLC · WINSTON SALEM, NC
EDWARD JONES · WINSTON SALEM, NC
EDWARD JONES · WINSTON-SALEM, NC
AMERIPRISE FINANCIAL SERVICES, LLC · WINSTON-SALEM, NC
TIMONIER · WINSTON SALEM, NC
APOLLON WEALTH MANAGEMENT, LLC · Winston-Salem, NC
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