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Jennifer Catherine Hayes

LPl Financial LLC

Syracuse, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-07-16
  • NY RA
    APPROVED
    Since 2025-07-16

Branch Locations

100 Madison Street Suite 1300, Syracuse, NY 13202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cadaret, Grant & Co., Inc. Syracuse NY 06/2007 Present
Lpl Financial Llc Syracuse NY 05/2025 Present
  • 06/2007 → Present
    Cadaret, Grant & Co., Inc.
    Syracuse, NY
  • 05/2025 → Present
    Lpl Financial Llc
    Syracuse, NY
Previous Registrations
  • 2025-07-14 → 2025-12-09
    Cadaret, Grant & Co., Inc.
    Syracuse, NY
  • 2025-05-28 → 2025-07-14
    Lpl Financial Llc
    Syracuse, NY
    Fort Mill, SC
  • 2024-07-30 → 2025-07-14
    Cadaret, Grant & Co., Inc.
    Syracuse, NY
    Syracuse, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-29
S63 Uniform Securities Agent State Law Examination 2018-06-22
  • S66 Uniform Combined State Law Examination
    2024-07-29
  • S63 Uniform Securities Agent State Law Examination
    2018-06-22
Other Names
  • Jennifer C. Walters
  • Jennifer Walters
  • Jennifer C. Hayes

View on SEC IAPD

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