Best Investors Account Sign in
Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-30
  • NY RA
    APPROVED
    Since 2021-06-30

Branch Locations

2735 E 13Th St Ste 2, Brooklyn, NY 11235 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Brooklyn NY 01/1998 Present
Principal Securities Inc Brooklyn NY 04/1998 Present
Nybc Direct Brooklyn NY 03/2019 01/2020
  • 01/1998 → Present
    Principal Life Insurance Company
    Brooklyn, NY
  • 04/1998 → Present
    Brooklyn, NY
  • 03/2019 → 01/2020
    Nybc Direct
    Brooklyn, NY
Other Businesses

OUTSIDE INSURANCE, NY, EFF 4/1/2010, SELL SMALL GROUP HEALTH INSURANCE TO PROSPECTIVE CLIENTS, HRS/MO = N/A, NOT INVESTMENT RELATED. ***Fixed Insurance; Investment Related; 2626 E 14th St, Suite 201, Brooklyn, NY 11235; Agent; Group Health, Life and DI, Individual Health, Life, DI, LTC, Medicare Supplement; Start Date: 06/01/2018; 5 hrs per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-09-17
  • S63 Uniform Securities Agent State Law Examination
    1999-09-17

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Brooklyn, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor