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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-02-19
GA RA APPROVED 2012-03-15
  • NY RA
    APPROVED
    Since 2021-02-19
  • GA RA
    APPROVED
    Since 2012-03-15

Branch Locations

300 Cadman Plz W. One Pierrepont Plaza 12Th Floor, Brooklyn, NY 11201 • United States

One Concourse Parkway Ste. 185, Atlanta, GA 30328 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 03/2012 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 03/2012 Present
Previous Registrations
  • 2008-02-19 → 2012-03-15
    Atlanta, GA
    Bethesda, MD
  • 2006-09-07 → 2007-12-31
    Atlanta, GA
    Mclean, VA
  • 2003-05-02 → 2006-11-14
    Joyn Advisors, Inc.
    Atlanta, GA
  • 2003-05-02 → 2006-09-28
    Gv Financial Advisors, Inc.
    Atlanta, GA
Other Businesses

1. FUJIYAMA WEALTH MANAGEMENT, 7000 CENTRAL PKWY NE, STE 260, ATLANTA, GA, 9/27/2013 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5/MO - 2/TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 160/MO - 7/TRADING. 03/13/12. 3. FUJIYAMA WEALTH MANAGEMENT, 7000 CENTRAL PARKWAY NE, STE 260, ATLANTA, GA, 12/02/19, AUTHORING A BOOK, NIR, 10/MO- 2/TRADING 4. JUNKO HORVATH, 7000 CENTRAL PARKWAY, NE, STE 260, ATLANTA, GA, EXECUTOR, CLIENT,06/29/18, NIR, 0/HR/YR- 0/TRADING HR. 5. HORVATH WEALTH MANAGEMENT DBA FUJIYAMA WEALTH MANAGEMENT, 7000 CENTRAL PARKWAY NE, STE 260, ATLANTA, GA, FINANCIAL PLANNING CEO, 03/15/12, NIR, 40 HR/WK- 40/TRADING HR. 6. TORAH DAY SCHOOL OF ALANTA (TDSA), 1985 Lavista Road NE, Atlanta GA 30329, United States, 10/31/2024, Board Member, Volunteer, NIR, 1 HR/MO- 0HR/TRADING 7. AE MEDICARE SOLUTIONS, 2950 SW McClure Rd., Topeka KS 66614, United States, 12/02/2024, Agent, Referrals, NIR, 1 HR/MO- 1HR/TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-03-24
  • S63 Uniform Securities Agent State Law Examination
    2000-03-24
Designations

View on SEC IAPD

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