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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-10
NY RA APPROVED 2021-05-03
NJ RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2024-01-10
  • NY RA
    APPROVED
    Since 2021-05-03
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

1000 Nostrand Avenue, Brooklyn, NY 11225 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Brooklyn NY 10/2012 Present
Savvy Bistro And Bar Inc. Brooklyn NY 06/2018 Present
Winter Estate Holdings Brooklyn NY 12/2024 Present
Jpmorgan Chase Bank, N.A. Brooklyn NY 08/2005 Present
  • 10/2012 → Present
    Brooklyn, NY
  • 06/2018 → Present
    Savvy Bistro And Bar Inc.
    Brooklyn, NY
  • 12/2024 → Present
    Winter Estate Holdings
    Brooklyn, NY
  • 08/2005 → Present
    Jpmorgan Chase Bank, N.A.
    Brooklyn, NY
Previous Registrations
  • 2008-05-13 → 2012-10-01
    Chase Investment Services Corp.
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
Other Businesses

Entity Name: Winter Estate Holdings Investment related: No Address: 205 E 94th Street Brooklyn NY 11212 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 12/27/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This has no connection to JPMorganChase. I am looking to purchase additional real estate for either rental or sales purpose. In addition provide liability protection through a corporation ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 7/28/2014 ADDRESS: 205 BROOKLYN, NY. DETAILS: Real estate/ property management/ primary residence INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 1 HOUR HOURS DURING TRADING: 0 ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: SAVVY BISTRO AND BAR INC. POSITION: PARTIAL OWNER 40% / SHAREHOLDER START DATE: 6/27/2018 ADDRESS:710 Brooklyn, NY DETAILS: RESTAURANT AND BAR. HOURS DEDICATED (per month unless otherwise indicated): 40 HOURS A MONTH HOURS DURING TRADING: 0 INVESTMENT RELATED: NO

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-05-10
S63 Uniform Securities Agent State Law Examination 2005-09-27
  • S65 Uniform Investment Adviser Law Examination
    2008-05-10
  • S63 Uniform Securities Agent State Law Examination
    2005-09-27

View on SEC IAPD

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