Francine L Olk

Current Employers

Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-03

NY RA
APPROVED

Since 2021-06-03

Branch Locations

172 Amherst St, Brooklyn, NY 11235 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Brooklyn	NY	12/2013	Present
Private Advisor Group, Llc	Morristown	NJ	12/2013	Present

12/2013 → Present

Lpl Financial

Brooklyn, NY
12/2013 → Present

Private Advisor Group, Llc

Morristown, NJ

Previous Registrations

2012-07-02 → 2013-12-20

First Allied Advisory Services, Inc.

Chesterfield, MO
2003-11-25 → 2012-07-02

First Allied Securities, Inc.

San Diego, CA

Great Neck, NY

Williamsville, NY

San Diego, CA

Brooklyn, NY

Brooklyn, NY

Irvine, CA

Other Businesses

(1)12/13/13-INDEPENDENT PLANNER LLC/DBA ONLY/100%/BROOKLYN, NY (2)02/25/2014 - PRIVATE ADVISOR GROUP, LLC - REGISTERED INVESTMENT ADVISOR - (HYBRID) PRIVATE ADVISOR GROUP, LLC - ADVISORY SERVICE PROVIDED BY RIA - TIME SPENT 100% - BROOKLYN, NY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1998-02-17

S63 Uniform Securities Agent State Law Examination

1998-02-17

Other Names

Francine L Kaufman
Francine Laura Olk

View on SEC IAPD

Current Employers

Private Advisor Group, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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