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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2013-09-20
CT RA APPROVED 2012-10-01
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2013-09-20
  • CT RA
    APPROVED
    Since 2012-10-01

Branch Locations

177 Montague Street, Brooklyn, NY 11201 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Brooklyn NY 10/2012 Present
2060 Pacific Street, Llc Brooklyn NY 01/2018 Present
163 Monre Street, Llc. Brooklyn NY 07/2014 Present
Jpmorgan Chase Bank, N.A. Brooklyn NY 10/2002 Present
  • 10/2012 → Present
    Brooklyn, NY
  • 01/2018 → Present
    2060 Pacific Street, Llc
    Brooklyn, NY
  • 07/2014 → Present
    163 Monre Street, Llc.
    Brooklyn, NY
  • 10/2002 → Present
    Jpmorgan Chase Bank, N.A.
    Brooklyn, NY
Previous Registrations
  • 2002-10-15 → 2012-10-01
    Chase Investment Services Corp.
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: 2060 PACIIFC STREET, LLC. POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 1/31/2018 ADDRESS: 2060 BROOKLYN, NY. DETAILS: rental property HOURS DEDICATED (per month unless otherwise indicated): 20 HOURS PER MONTH HOURS DURING TRADING: 0 INVESTMENT RELATED: YES ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: 163 MONRE STREET, LLC. POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 7/21/2014 ADDRESS: 163 BROOKLYN, NY. DETAILS: Real estate management HOURS DEDICATED (per month unless otherwise indicated): 5 HOURS DURING TRADING: 1 INVESTMENT RELATED: YES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-06
S63 Uniform Securities Agent State Law Examination 1998-02-26
  • S65 Uniform Investment Adviser Law Examination
    2001-02-06
  • S63 Uniform Securities Agent State Law Examination
    1998-02-26
Other Names
  • Kevin Dillion Lewis

View on SEC IAPD

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