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Willard Charles Lipe

Lipe & Dalton Investment Counsel

Syracuse, NY

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Current Employers
Lipe & Dalton Investment Counsel

103 E. Water Street Suite 305, Syracuse, NY 13202 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-02
  • NY RA
    APPROVED
    Since 2021-08-02

Branch Locations

103 E. Water Street Suite 305, Syracuse, NY 13202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Niagara Mohawk Power Corp Syracuse NY 07/1992 Present
Hsbc Brokerage (Usa) Inc. New York NY 06/1998 Present
Lipe & Dalton Syracuse NY 11/2004 Present
  • 07/1992 → Present
    Niagara Mohawk Power Corp
    Syracuse, NY
  • 06/1998 → Present
    Hsbc Brokerage (Usa) Inc.
    New York, NY
  • 11/2004 → Present
    Lipe & Dalton
    Syracuse, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-02-06
  • S66 Uniform Combined State Law Examination
    1998-02-06
Designations
Other Names
  • Bill Lipe
  • Willard Charles Iii Lipe

View on SEC IAPD

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