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Andrew Shakespeare

LPl Enterprise, LLC

Brooklyn, NY

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-05-01
  • NY RA
    APPROVED
    Since 2026-05-01

Branch Locations

33 35Th Street Suite A410, Brooklyn, NY 11232 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Bath 08/2018 11/2019
Jp Morgan Securities Llc Brooklyn NY 12/2013 07/2018
New York Life Insurance Co. New York NY 12/2019 05/2020
Nylife Securities Llc New York NY 12/2019 05/2020
Allstate Insurance Co White Plains NY 05/2020 12/2020
Massmutual Life Insurance Company New York NY 11/2022 03/2023
Mml Investors Services, Llc New York NY 12/2022 03/2023
Unemployed Brooklyn NY 12/2020 06/2021
Hsbc Securities Jesey City NJ 06/2021 12/2022
Equitable Advisors, Llc New York NY 03/2023 05/2025
Lpl Enterprise Brooklyn NY 04/2026 Present
Unemployed Brooklyn NY 06/2025 03/2026
  • 08/2018 → 11/2019
    Unemployed
    Bath
  • 12/2013 → 07/2018
    Brooklyn, NY
  • 12/2019 → 05/2020
    New York Life Insurance Co.
    New York, NY
  • 12/2019 → 05/2020
    Nylife Securities Llc
    New York, NY
  • 05/2020 → 12/2020
    Allstate Insurance Co
    White Plains, NY
  • 11/2022 → 03/2023
    Massmutual Life Insurance Company
    New York, NY
  • 12/2022 → 03/2023
    New York, NY
  • 12/2020 → 06/2021
    Unemployed
    Brooklyn, NY
  • 06/2021 → 12/2022
    Hsbc Securities
    Jesey City, NJ
  • 03/2023 → 05/2025
    New York, NY
  • 04/2026 → Present
    Lpl Enterprise
    Brooklyn, NY
  • 06/2025 → 03/2026
    Unemployed
    Brooklyn, NY
Previous Registrations
Other Businesses

1. 08/25/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Brooklyn, NY - Start Date 08/22/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 2. 08/25/2025 - ANDREW SHAKESPEARE N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Brooklyn, NY - Start Date 08/22/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-11-24
S63 Uniform Securities Agent State Law Examination 2000-02-03
  • S65 Uniform Investment Adviser Law Examination
    2010-11-24
  • S63 Uniform Securities Agent State Law Examination
    2000-02-03
Other Names
  • Andrew Paul Shakespeare
  • Andrew Paul Shakespeare
  • A Shakespeare

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