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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-05-01 |
Branch Locations
33 35Th Street Suite A410, Brooklyn, NY 11232 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Bath | 08/2018 | 11/2019 | |
| Jp Morgan Securities Llc | Brooklyn | NY | 12/2013 | 07/2018 |
| New York Life Insurance Co. | New York | NY | 12/2019 | 05/2020 |
| Nylife Securities Llc | New York | NY | 12/2019 | 05/2020 |
| Allstate Insurance Co | White Plains | NY | 05/2020 | 12/2020 |
| Massmutual Life Insurance Company | New York | NY | 11/2022 | 03/2023 |
| Mml Investors Services, Llc | New York | NY | 12/2022 | 03/2023 |
| Unemployed | Brooklyn | NY | 12/2020 | 06/2021 |
| Hsbc Securities | Jesey City | NJ | 06/2021 | 12/2022 |
| Equitable Advisors, Llc | New York | NY | 03/2023 | 05/2025 |
| Lpl Enterprise | Brooklyn | NY | 04/2026 | Present |
| Unemployed | Brooklyn | NY | 06/2025 | 03/2026 |
1. 08/25/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Brooklyn, NY - Start Date 08/22/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 2. 08/25/2025 - ANDREW SHAKESPEARE N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Brooklyn, NY - Start Date 08/22/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-11-24 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-03 |
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