Best Investors
Account
Sign in
Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-09-05 |
| TX | RA | APPROVED_RES | 2023-09-05 |
Branch Locations
609 Deep Valley Drive Suite 400, Rolling Hills Estates, CA 90274 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Torrance | CA | 07/2016 | 04/2018 |
| E*Trade Capital Management Llc | Torrance | CA | 07/2016 | 04/2018 |
| E*Trade Securities Llc | Torrance | CA | 04/2018 | 09/2020 |
| E*Trade Capital Management Llc | Torrance | CA | 04/2018 | 09/2020 |
| E*Trade Securities Llc | Rolling Hills | CA | 09/2020 | Present |
| E*Trade Capital Management Llc | Rolling Hills | CA | 09/2020 | Present |
| Morgan Stanley | Rolling Hills | CA | 03/2023 | Present |
| Morgan Stanley | Rolling Hills | CA | 09/2023 | Present |
| Morgan Stanley | Rolling Hills | CA | 09/2023 | Present |
*689933 - Arthur Lopes and Manuel Hernandez; Investment Related - Yes; Pinoie, California; Real Estate; Partner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 04/2026; During Business Hours: 0; After Business Hours: 1; Property Management
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-28 |
Reach out to this advisor