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Scott Michael Coles

Morgan Stanley

Syracuse, NY

Chittenango, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
TX RA APPROVED_RES 2019-02-27
NJ RA APPROVED 2015-06-16
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2019-02-27
  • NJ RA
    APPROVED
    Since 2015-06-16

Branch Locations

250 South Clinton Street Suite 500, Syracuse, NY 13202 • United States

Chittenango, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Syracuse NY 06/2015 Present
Previous Registrations
  • 2015-03-25 → 2015-06-08
    Oneida Wealth Management, Inc.
    Oneida, NY
    Syracuse, NY
    Syracuse, NY
  • 2013-01-07 → 2014-04-24
    Cadaret, Grant & Co., Inc.
    North Syracuse, NY
  • 2011-11-09 → 2012-12-10
    Morgan Stanley
    Syracuse, NY
  • 2005-08-11 → 2011-10-27
    Rbc Capital Markets, Llc
    Rochester, NY
    Rochester, NY
    Syracuse, NY
    Syracuse, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-10-19
S63 Uniform Securities Agent State Law Examination 1997-11-18
  • S65 Uniform Investment Adviser Law Examination
    2005-10-19
  • S63 Uniform Securities Agent State Law Examination
    1997-11-18

View on SEC IAPD

Other Firms

RBC CAPITAL MARKETS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
EAGLE STRATEGIES LLC
COMMONWEALTH FINANCIAL NETWORK
CHARLES SCHWAB & CO., INC.
STRATEGIC FINANCIAL SERVICES
R.S. PETRELL & ASSOCIATES, LLC D/B/A STRATEGIC WEALTH ADVISORS
JANNEY MONTGOMERY SCOTT LLC

Other Investors

Eric Petranchuk
CAROL ANNE DOYLE
PHILIP E DEAN
Lea Brigitte DiGiovanni
J DANIEL PLUFF
FRANK PRIOR ARKINSON
THEODORE FRANK BINDER
MARCIA T. IRVIN

Other Offices

RBC CAPITAL MARKETS, LLC · SYRACUSE, NY
AMERIPRISE FINANCIAL SERVICES, LLC · SYRACUSE, NY
EAGLE STRATEGIES LLC · DEWITT, NY
EAGLE STRATEGIES LLC · DEWITT, NY
COMMONWEALTH FINANCIAL NETWORK · DeWitt, NY
CHARLES SCHWAB & CO., INC. · Dewitt, NY
STRATEGIC FINANCIAL SERVICES · Syracuse, NY
EAGLE STRATEGIES LLC · DEWITT, NY

More in Syracuse, NY

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