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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2013-08-29
NJ RA APPROVED 2012-10-01
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2013-08-29
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

1501 Avenue M, Brooklyn, NY 11230 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, Na. Brooklyn NY 05/2005 Present
J.P. Morgan Securities Llc Brooklyn NY 10/2012 Present
1872 Nw 52Nd Ave Llc Lauderhill FL 09/2014 02/2017
  • 05/2005 → Present
    Jpmorgan Chase Bank, Na.
    Brooklyn, NY
  • 10/2012 → Present
    Brooklyn, NY
  • 09/2014 → 02/2017
    1872 Nw 52Nd Ave Llc
    Lauderhill, FL
Previous Registrations
  • 2005-06-09 → 2012-10-01
    Chase Investment Services Corp.
    Brooklyn, NY
    Brooklyn, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-10-31
S66 Uniform Combined State Law Examination 1999-03-15
  • S65 Uniform Investment Adviser Law Examination
    2005-10-31
  • S66 Uniform Combined State Law Examination
    1999-03-15
Other Names
  • Bruce Azulay

View on SEC IAPD

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