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Michele Marie Backes

Ubs Financial Services Inc.

Syracuse, NY

Central Square, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
NJ RA APPROVED 2014-08-27
TX RA APPROVED 2014-08-27
  • NY RA
    APPROVED
    Since 2021-10-26
  • NJ RA
    APPROVED
    Since 2014-08-27
  • TX RA
    APPROVED
    Since 2014-08-27

Branch Locations

400 South Salina St Suite 402, Syracuse, NY 13202 • United States

Central Square, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 08/2014 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-04
S63 Uniform Securities Agent State Law Examination 1998-06-08
  • S66 Uniform Combined State Law Examination
    2004-11-04
  • S63 Uniform Securities Agent State Law Examination
    1998-06-08
Other Names
  • Michele M Backes

View on SEC IAPD

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