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Current Employers
Santander Securities Llc

75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-19
  • NY RA
    APPROVED
    Since 2021-03-19

Branch Locations

4514 16Th Avenue, Brooklyn, NY 11204 • United States

4823 13Th Avenue, Brooklyn, NY 11219 • United States

2253 North Avenue, Scotch Plains, NJ 07076 • United States

961 Kings Highway, Brooklyn, NY 11223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank, Na Boston MA 09/2006 Present
Santander Securities, Llc Guaynabo PR 09/2012 12/2022
Santander Securities, Llc Dorchester MA 12/2022 Present
Previous Registrations
  • 2008-05-27 → 2012-09-19
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Boston, MA
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
  • 2006-09-13 → 2008-05-27
    Ifmg Securities, Inc.
    Brooklyn, NY
    Boston, MA
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
  • 2004-01-22 → 2006-09-12
    Essex National Securities, Llc
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-03-07
S63 Uniform Securities Agent State Law Examination 1997-06-05
  • S65 Uniform Investment Adviser Law Examination
    2002-03-07
  • S63 Uniform Securities Agent State Law Examination
    1997-06-05

View on SEC IAPD

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