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Gary Grant Casab

LPl Financial LLC

Syracuse, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
  • NY RA
    APPROVED
    Since 2021-08-03

Branch Locations

250 S Clinton St Ste 110, Syracuse, NY 13202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Alliance Associates Inc Utica NY 10/2000 05/2020
Paradigm Consulting, Inc. Utica NY 08/2007 05/2020
D'ARcangelo Financial Group, Llc Utica NY 02/2009 05/2020
Community Bank Syracuse NY 05/2020 Present
Lpl Financial Llc Syracuse NY 05/2020 Present
  • 10/2000 → 05/2020
    Royal Alliance Associates Inc
    Utica, NY
  • 08/2007 → 05/2020
    Utica, NY
  • 02/2009 → 05/2020
    D'ARcangelo Financial Group, Llc
    Utica, NY
  • 05/2020 → Present
    Community Bank
    Syracuse, NY
  • 05/2020 → Present
    Syracuse, NY
Previous Registrations
Other Businesses

1. 5/1/2020 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Community Investment Services, Inc. - Investment Related - At Reported Business Location(s) - Time Spent 100%. 2. 6/1/2020 - Community Investment Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 05/05/2020 - 5 Hours Per Month/2 Hours During Securities Trading - Fixed Annuities, Term and Whole Life. 3. 10/30/2020 - The Carta Group - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Start Date: 05/05/2020 - 5 Hours Per Month/2 Hours During Securities Trading. 4. 04/04/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Nottingham Investment Services, Inc. - Investment Related - Started Date; 3/31/2025 - 0 Hrs/Mth - 0 Hrs During Trading. 5. 02/05/2026 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Carta Wealth Planning - Investment Related - At Reported Business Location(s) - Start Date 01/26/2026 - 40 hours per month/ during trading 6. 02/06/2026 - KAFL, INC - Non-Variable Insurance - Wealth Advisor - Investment Related - At Reported Business Location(s) - Start Date 01/26/2026 - 2 hours per month/ 0 hours during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-06-30
S63 Uniform Securities Agent State Law Examination 1997-06-07
  • S65 Uniform Investment Adviser Law Examination
    2003-06-30
  • S63 Uniform Securities Agent State Law Examination
    1997-06-07

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