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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-08-24 |
| TX | RA | APPROVED_RES | 2020-09-24 |
| CA | RA | APPROVED | 2009-02-04 |
Branch Locations
500 Silver Spur Rd 3Rd Fl Ste 300, Rolling Hills Estates, CA 90275 • United States
Redondo Beach, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Rolling Hills Estates | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Rolling Hills Estates | CA | 11/2016 | Present |
MCPEAK INFOSEC INVESTMENTS LLC, INV RELATED, SAN HOSE, CA, 1% OWNERSHIP, START 7/2/2021, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, TO HOLD PRIVATE INVESTMENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-09 |
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