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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-25
TX RA APPROVED_RES 2013-09-19
IL RA APPROVED 2012-10-01
  • NY RA
    APPROVED
    Since 2021-03-25
  • TX RA
    APPROVED_RES
    Since 2013-09-19
  • IL RA
    APPROVED
    Since 2012-10-01

Branch Locations

115 Main Street, Port Washington, NY 11050 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Port Washington NY 10/2012 Present
Jpmorgan Chase Bank, N.A. Port Washington NY 08/2009 Present
  • 10/2012 → Present
    Port Washington, NY
  • 08/2009 → Present
    Jpmorgan Chase Bank, N.A.
    Port Washington, NY
Previous Registrations
  • 2010-01-05 → 2012-10-01
    Chase Investment Services Corp.
    Port Washington, NY
    Port Washington, NY
    Franklin Square, NY
    Oceanside, NY
    Manhassett, NY
    Port Washington, NY
Other Businesses

Entity Name: Landlord Investment related: No "Address: Long Beach, N.Y 11561" Nature of the other business: Real Estate Position/Title/Relationship: Employee/Contractor Start Date: 01/01/2022 Approximate # of hours a week 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Landlord ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 1/14/2016 ADDRESS: 267 LONG BEACH, NY. DETAILS: INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-02-01
  • S66 Uniform Combined State Law Examination
    1999-02-01

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