Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2014-01-02 |
| TX | RA | APPROVED_RES | 2009-11-23 |
| CA | RA | APPROVED | 2007-11-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Rochester | MN | 06/2011 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Duluth | MN | 02/2011 | Present |
I*2018341, Entity Type, Name of OBA: Fountain Gate Homeowner's Association Address: Duluth,Minnesota55811 invested Related: No Position, Title, Association: Board Member Employee Start Date: 10/01/2024No Hours: 1 monthly No Hours during trading: 0Duties:HOA board member / attend board meetings. I*2088270, Entity Type, Entity Charitable, Name of OBA: First Witness Child Advocacy Center, Address: Duluth, MN, 55805, Investment Related: No, Position, Title, Association: Board Member, Employee Start Date: 12/02/2024, No Hours: 2hrs/Mo, No Hours during trading: 1, Duties: Attend monthly board meeting and special events. Assist with special events, selling tickets & help find sponsors. I*: 1624289 Entity Type: For Profit Name of OBA: Northland Country Club Address: Duluth, MN 55804 Investment Related: No Position, Title, Association: Board member Committee member Employee Start Date: 12/2025 Number of Hours: 12 hrs annually Number of Hours during trading: 0 Duties: Food and Beverage Committee / Board Member
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-30 |
Reach out to this advisor