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Giselle R Neu

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Syracuse, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED 2009-01-02
CT RA APPROVED 2008-12-08
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED
    Since 2009-01-02
  • CT RA
    APPROVED
    Since 2008-12-08

Branch Locations

205 S Salina St, Syracuse, NY 13202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Ithaca NY 09/2008 Present
  • 09/2008 → Present
    Merrill Lynch
    Ithaca, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-03
S63 Uniform Securities Agent State Law Examination 1997-03-26
  • S66 Uniform Combined State Law Examination
    2008-12-03
  • S63 Uniform Securities Agent State Law Examination
    1997-03-26
Other Names
  • Giselle R Neu
  • Giselle Robin Neu
  • Giselle R. Field

View on SEC IAPD

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