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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-01-30
  • NY RA
    APPROVED
    Since 2024-01-30

Branch Locations

6702 Bay Parkway, Brooklyn, NY 11204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa Brooklyn NY 02/2006 Present
Hsbc Securities (Usa) Inc. Brooklyn NY 02/2006 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-01-30
S63 Uniform Securities Agent State Law Examination 1999-03-15
  • S65 Uniform Investment Adviser Law Examination
    2024-01-30
  • S63 Uniform Securities Agent State Law Examination
    1999-03-15
Other Names
  • David Veksler

View on SEC IAPD

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