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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-26 |
Branch Locations
1415 Kellum Place Suite 205, Garden City, NY 11530 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance | Commack | NY | 05/2015 | Present |
1) REAL ESTATE RENTAL POSITION: administrator NATURE: rental property owned by my wife but I am on the mortgage INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/31/2005 ADDRESS: 806 East Windward Way, unit 623, Lantana FL 33462 DESCRIPTION: review activities of broker and pay certain bills. Collect rent from tenant and sign documents when new leases are required. 2) OREST P BARANSKY CPA POSITION: President NATURE: OPERATING AN ACCOUNTING AND TAX FIRM INVESTMENT RELATED: No NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 125 START DATE: 01/01/2003 ADDRESS: 6080 Jericho Turnpike, STE 101, Commack NY 11725, United States DESCRIPTION: Prepare and review accounting records for business clients. Prepare and review business tax returns. Prepare and review Individual tax returns. Assist business clients in management consulting activities. 3) WINDEMERE POND HOME OWNERS ASSOCIATION, INC POSITION: At Large Board Member NATURE: I am serving as an at large member of the Board of directors. I have no access or control of financial assets. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/16/2024 ADDRESS: 40 Doral Lane, Bay Shore NY 11706, United States DESCRIPTION: I attend board meetings at night. I am presented with information by the management company and together with the other 6 board members we vote on items that come before the board in our ordinary course of business. 4) THE MOORINGS AT LANTANA BUILDING 3 CONDO ASSOCIATION, INC. POSITION: At Large Board Member NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/21/2024 ADDRESS: 806 E Windward Way, Managers Office, Lantana FL 33462, United States DESCRIPTION: I am at at large Board Member with no direct or indirect control of financial assets or investments. I meet with the other board members once a month to discuss the activities of the condominium and we vote on various items that come before the board as presented by the manager of the condominium association. 5) BOARD MEMBER THE MOORINGS AT LANTANA MASTER HOA POSITION: Director NATURE: I will be an at large Board Member with no ability to sign checks, make deposits and have any direct access to financial assets. The entity is forms as a corporation under Florida Law to manage the common elements as a home owners association. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/20/2025 ADDRESS: 806 East Windward Way, STE 122, Lantana FL 33462, United States DESCRIPTION: I am required to attend regular board meetings and vote on matters that come before the board. 6) NORTHSHORE ADVISORS AND ACCOUNTANTS, LLC POSITION: Member NATURE: LLC filing as a partnership. Collects rents from subtenants and remits a check to landlord. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: 6080 Jericho Turnpike, Suite 101, Commack NY 11725, United States DESCRIPTION: Deposit rent checks, write one check per month to landlord, file a tax return
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-11-25 |
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