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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-10-26 |
| NC | RA | APPROVED | 2013-05-08 |
Branch Locations
100 N.CHerry Street, Suite 350, Winston Salem, NC 27101 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Winston-Salem | NC | 05/2004 | Present |
| Private Advisor Group, Llc | Winston-Salem | NC | 05/2013 | Present |
1.06/08/2004; ; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 2.06/15/2007; JL Stanley & Associates; Business Entity For Tax/Investment Purposes Only; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 3.03/18/2009; JLS Holdings; Business Entity For Tax/Investment Purposes Only; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 4.09/21/2011; CRNA Financial Planning; Non-Variable Insurance DBA; Not Investment Related; ; Start Date ; hrs/mth; hrs during trading 5.06/25/2013; Private Advisor Group; Registered Investment Advisor; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading; 6.01/27/2014; none; speaker/seminar; Investment Related; ; Start Date ; hrs/mth; hrs during trading 7.03/01/2017; CRNA Tax Associates; Tax Prep/Accounting/CPA; Not Investment Related; 100 N Cherry St Suite 350 Winston Salem,NC; Start Date 02/14/2017; 10hrs/mth; 1hrs during trading 8.11/20/2017; None; Notary Public; Investment Related; Winston Salem,NC; Start Date 11/02/2017; 1hrs/mth; 1hrs during trading 9.12/18/2017; (Hybrid) CRNA Financial Planning; Registered Investment Advisor DBA; Investment Related; at Reported Business Location(s); Start Date 11/28/2011; 100hrs/mth; 100hrs during trading; I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 12/18/2017. I expect to spend approximately 100 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 10.03/13/2018; (Hybrid) CRNA Financial Planning; Registered Investment Advisor DBA; Investment Related; at Reported Business Location(s); Start Date 09/21/2011; 40hrs/mth; 3hrs during trading; I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 3/13/2018. I expect to spend approximately 40 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 11.02/05/2020; none; Other - Book Author; Not Investment Related; ; Start Date 07/01/2015; 1hrs/mth; 0hrs during trading 12.12/18/2020; Beyond the Mask LLC; Other - Nurse Anesthesia Podcast; Not Investment Related; 100 N Cherry St Suite 350 Winston Salem,NC; Start Date 07/01/2019; 4hrs/mth; 1hrs during trading 13.09/07/2021; Edgewater Holdings I, LLC; Real Estate Rental; Investment Related; ; Start Date 06/01/2021; 1hrs/mth; 0hrs during trading 14.06/10/2022; Waymaker Properties LLC; Real Estate Rental; Investment Related; 380H Knollwood St Suite 169,Winston; Start Date 03/29/2022; 1hrs/mth; 0hrs during trading 15.07/22/2026; (Hybrid) Vigilance Wealth; Registered Investment Advisor DBA; Investment Related; at Reported Business Location(s); Start Date 08/03/2026; 15hrs/mth; 10hrs during trading;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-30 |
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