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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-07-15
TX RA APPROVED 2026-07-14
DC RA APPROVED 2026-07-06
MD RA APPROVED 2023-07-10
NY RA APPROVED 2021-06-25
DE RA APPROVED 2012-06-05
NJ RA APPROVED 2010-03-12
  • GA RA
    APPROVED
    Since 2026-07-15
  • TX RA
    APPROVED
    Since 2026-07-14
  • DC RA
    APPROVED
    Since 2026-07-06
  • MD RA
    APPROVED
    Since 2023-07-10
  • NY RA
    APPROVED
    Since 2021-06-25
  • DE RA
    APPROVED
    Since 2012-06-05
  • NJ RA
    APPROVED
    Since 2010-03-12

Branch Locations

6702 Bay Parkway, Brooklyn, NY 11204 • United States

Brooklyn, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. Brooklyn NY 04/2013 Present
Hsbc Bank Usa, N.A. Brooklyn NY 08/2016 Present
Previous Registrations
  • 2007-05-29 → 2010-03-04
    New York, NY
    Long Island City, NY
    New York, NY
  • 2004-12-06 → 2007-05-29
    Citicorp Investment Services
    New York, NY
    New York, NY
Other Businesses

Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-10-28
S63 Uniform Securities Agent State Law Examination 1996-10-01
  • S65 Uniform Investment Adviser Law Examination
    2003-10-28
  • S63 Uniform Securities Agent State Law Examination
    1996-10-01
Designations
Other Names
  • Wendy Feng

View on SEC IAPD

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