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William Ray Nice

Janney Montgomery Scott LLC

Syracuse, NY

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-31
NY RA APPROVED 2021-06-22
NJ RA APPROVED 2019-02-08
  • TX RA
    APPROVED_RES
    Since 2026-08-31
  • NY RA
    APPROVED
    Since 2021-06-22
  • NJ RA
    APPROVED
    Since 2019-02-08

Branch Locations

5784 Widewaters Parkway Suite 2, Syracuse, NY 13214 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc De Witt NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc De Witt NY 11/2016 08/2018
Janney Montgomery Scott Llc Syracuse NY 08/2018 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    De Witt, NY
  • 11/2016 → 08/2018
    Wells Fargo Clearing Services, Llc
    De Witt, NY
  • 08/2018 → Present
    Janney Montgomery Scott Llc
    Syracuse, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-01-29
S63 Uniform Securities Agent State Law Examination 1999-10-14
  • S65 Uniform Investment Adviser Law Examination
    2019-01-29
  • S63 Uniform Securities Agent State Law Examination
    1999-10-14
Other Names
  • Bill Nice

View on SEC IAPD

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