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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
NJ RA APPROVED 2014-08-27
TX RA APPROVED 2014-08-27
  • NY RA
    APPROVED
    Since 2021-10-26
  • NJ RA
    APPROVED
    Since 2014-08-27
  • TX RA
    APPROVED
    Since 2014-08-27

Branch Locations

400 South Salina St Suite 402, Syracuse, NY 13202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 08/2014 Present
Previous Registrations
Other Businesses

1) Crouse Hospital Foundation / 736 Irving Ave. Syracuse,New York 13210 / Foundation/ Health Care & Pharmaceuticals / to advise,govern, oversee policy and direction, and assist with the leadership and general promotion of the Crouse Health Foundation so as to support the organization's mission and goals / Member of Board of Directors / / community outreach, advocacy for the organization, oversight of program planning goal setting and evaluation / Start Date 5/3/16 / 6-8 hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-22
  • S66 Uniform Combined State Law Examination
    2003-10-22

View on SEC IAPD

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