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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
TX RA APPROVED_RES 2011-07-26
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2011-07-26

Branch Locations

1200 Franklin Avenue 2Nd Floor, Garden City, NY 11530 • United States

Two Jericho Plaza, Jericho, NY 11753 • United States

58 South Service Road Suite 400, Melville, NY 11747 • United States

2000 Westchester Avenue, Purchase, NY 10577-2530 • USA

Farmingville, NY • United States

4 Landmark Square 2Nd Floor, Stamford, CT 06901 • United States

90 Grove Street, Ridgefield, CT 06877 • United States

1229 Post Road, Fairfield, CT 06824 • United States

One Fawcett Place 3Rd Floor, Greenwich, CT 06830 • United States

888 Veterans Memorial Highway Suite 300, Hauppauge, NY 11788 • United States

611 East Main Street, Riverhead, NY 11901 • United States

500 Post Road East 3Rd Floor, Westport, CT 06880 • United States

414 Main Street Suite 101, Port Jefferson, NY 11777 • United States

2000 Westchester Avenue 1Nc, Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Melville NY 06/2009 01/2017
Morgan Stanley Riverhead NY 01/2017 Present
  • 06/2009 → 01/2017
    Morgan Stanley Smith Barney
    Melville, NY
  • 01/2017 → Present
    Riverhead, NY
Previous Registrations
  • 2007-04-09 → 2007-04-26
    Morgan Stanley & Co. Llc
    Smithtown, NY
Other Businesses

*150212 - Cox Media Group Long Island - WBAB; Investment related - No; West Babylon, New York; Radio Broadcasting - on air personality; Employee (proprietor, partner, officer, director, employee, trustee, agent); 12/2021; During business hours: 75; After business hours: 0; Playing music on the radio & talking between songs

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-01-16
  • S66 Uniform Combined State Law Examination
    2003-01-16
Other Names
  • Kathi Lorraine Orman
  • Kathi Lorraine Orman
  • Kathi L Lee

View on SEC IAPD

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