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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED_RES 2015-02-24
CT RA APPROVED 2009-09-28
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED_RES
    Since 2015-02-24
  • CT RA
    APPROVED
    Since 2009-09-28

Branch Locations

1325 Franklin Ave, Garden City, NY 11530 • United States

300 Broadhollow Rd, Melville, NY 11747 • United States

Baldwin, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 09/2000 Present
Other Businesses

I*109310 For profit or not for profit: For-Profit Organization Name of outside business organization: Jerry Legrand Photography Investment related: N Address of business: Brooklyn, New York 11234 Nature of business: Other,Freelance Position, title, association: Other, Freelance Photogragher Start date of relationship: 10/9/2017 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Wedding and portrait Photography.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-26
  • S66 Uniform Combined State Law Examination
    2009-09-26

View on SEC IAPD

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