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Clinton William Noell

Charles Schwab & Co., Inc.

Fairfield, CT

Madison, CT

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-06
CT RA APPROVED 2023-12-21
  • TX RA
    APPROVED
    Since 2024-03-06
  • CT RA
    APPROVED
    Since 2023-12-21

Branch Locations

1248 Post Road Suite 100, Fairfield, CT 06824-6008 • United States

869 Boston Post Road Suite 102, Madison, CT 06443-3144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Stamford CT 07/2015 09/2017
E*Trade Securities Llc Scarsdale NY 10/2017 01/2021
E*Trade Capital Management Llc Scarsdale NY 10/2017 01/2021
E*Trade Securities Llc Purchase NY 01/2021 11/2023
E*Trade Capital Management Llc Purchase NY 01/2021 11/2023
Morgan Stanley Purchase NY 03/2023 11/2023
Morgan Stanley Purchase NY 09/2023 11/2023
Morgan Stanley Purchase NY 09/2023 11/2023
Charles Schwab & Co., Inc. Madison CT 12/2023 Present
Charles Schwab Bank, Ssb Madison CT 12/2023 Present
  • 07/2015 → 09/2017
    Fidelity Brokerage Services Llc
    Stamford, CT
  • 10/2017 → 01/2021
    E*Trade Securities Llc
    Scarsdale, NY
  • 10/2017 → 01/2021
    E*Trade Capital Management Llc
    Scarsdale, NY
  • 01/2021 → 11/2023
    E*Trade Securities Llc
    Purchase, NY
  • 01/2021 → 11/2023
    E*Trade Capital Management Llc
    Purchase, NY
  • 03/2023 → 11/2023
    Morgan Stanley
    Purchase, NY
  • 09/2023 → 11/2023
    Morgan Stanley
    Purchase, NY
  • 09/2023 → 11/2023
    Morgan Stanley
    Purchase, NY
  • 12/2023 → Present
    Charles Schwab & Co., Inc.
    Madison, CT
  • 12/2023 → Present
    Charles Schwab Bank, Ssb
    Madison, CT
Previous Registrations
  • 2023-09-05 → 2023-11-28
    Morgan Stanley
    Purchase, NY
  • 2017-10-06 → 2023-09-05
    Harrisdirect Llc
    Scarsdale, NY
    Arlington, VA
    Purchase, NY
  • 2015-09-08 → 2017-09-13
    Strategic Advisers Llc
    Stamford, CT
  • 2012-10-31 → 2015-07-22
    Td Ameritrade, Inc.
    Stamford, CT
  • 2012-10-31 → 2015-07-22
    Td Ameritrade Investment Management, Llc
    Stamford, CT
  • 2011-06-16 → 2011-10-27
    Reby Advisors, Llc
    Danbury, CT
  • 2008-01-31 → 2011-06-08
    Osaic Institutions, Inc.
    Darien, CT
    Norwalk, CT
    Norwalk, CT
    Norwalk, CT
    Rowayton, CT
    Norwalk, CT
    Stamford, CT
    Norwalk, CT
    Norwalk, CT
    Ridgefield, CT
    Norwalk, CT
  • 2002-05-17 → 2003-01-14
    Ubs Financial Services Inc.
    Stamford, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-01-30
S63 Uniform Securities Agent State Law Examination 2007-01-09
  • S65 Uniform Investment Adviser Law Examination
    2008-01-30
  • S63 Uniform Securities Agent State Law Examination
    2007-01-09
Other Names
  • Clinton Noell

View on SEC IAPD

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