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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-26 |
| TX | RA | APPROVED_RES | 2014-07-15 |
Branch Locations
400 South Salina St Suite 402, Syracuse, NY 13202 • United States
120 Washington St 2Nd Floor, Watertown, NY 13601 • United States
Cape Vincent, NY • United States
Watertown, NY • United States
Cape Vincent, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Watertown | NY | 11/2013 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 2002-03-08 |
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