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40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2019-12-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alps Fund Services, Inc | Denver | CO | 01/2008 | 06/2018 |
| Stratos Wealth Advisors, Llc | Westport | CT | 06/2018 | 12/2019 |
| National Securities Corp | Madison | CT | 12/2019 | 07/2022 |
| B. Riley Wealth Advisors, Inc. | Madison | CT | 12/2019 | 12/2022 |
| B. Riley Wealth Management | Madison | CT | 07/2022 | 11/2022 |
| B. Riley Wealth Advisors, Inc. | Westport | CT | 12/2022 | Present |
(1) LANDING POINT ADVISORS; INVESTMENT-RELATED; DBA FOR ADVISORY BUSINESS; SAME ADDRESS AS BRWA; MANAGING PARTNER; START DATE 12/2022... (2) LANTERN PRIVATE WEALTH, LLC; BILL PAYING ENTITY FOR BOOKKEEPING PURPOSES ONLY; MANAGING DIRECTOR; MADISON, CT; 5 HRS/MONTH, 0 DURING TRADING HRS; NOT INVESTMENT-RELATED; START DATE 07/2018...
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-04-03 |
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