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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
33 35Th Street Suite A410, Brooklyn, NY 11232 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa Cref Advice And Planning | New York | NY | 12/2015 | 10/2019 |
| Capital Trucking Transport Llc | Daytona Beach | FL | 10/2019 | Present |
| Chelsea Financial | Staten Island | NY | 10/2021 | 03/2022 |
| Adam Seiden | New York | NY | 10/2022 | 12/2022 |
| Adam Seiden | New York | NY | 12/2022 | 08/2023 |
| Northwestern Mutual Investment Services Llc | New York | NY | 12/2022 | 08/2023 |
| Pruco Securities, Llc | Brooklyn | NY | 08/2023 | 11/2024 |
| The Prudential Insurance Company Of America | Brooklyn | NY | 08/2023 | Present |
| Lpl Enterprise, Llc | Brooklyn | NY | 11/2024 | Present |
1) 02/05/2025- Madison Planning Associates- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s)- start date 02/20/2025- 160hrs/mnth-160hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-04-19 |
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