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Hiroto Hayashi

Citigroup Global Markets Inc.

Rolling Hills Estates, CA

Newbury Park, CA

Torrance, CA

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-04-01
  • CA RA
    APPROVED
    Since 2014-04-01

Branch Locations

Cwm Retail, Sales 935 Silver Spur Road, Rolling Hills Estates, CA 90274 • United States

Citi Wealth Management, Sales 2170 Newbury Road, Newbury Park, CA 91320 • United States

Torrance, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Globaql Markets Inx Los Angeles CA 03/2014 Present
  • 03/2014 → Present
    Citigroup Globaql Markets Inx
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-11-08
S63 Uniform Securities Agent State Law Examination 2001-10-04
  • S65 Uniform Investment Adviser Law Examination
    2001-11-08
  • S63 Uniform Securities Agent State Law Examination
    2001-10-04

View on SEC IAPD

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