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Current Employers
Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-02
  • NY RA
    APPROVED
    Since 2021-08-02

Branch Locations

3532 James Street Suite 108, Syracuse, NY 13206 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-25
  • NY RA
    APPROVED
    Since 2021-03-25

Branch Locations

General Exchange Building 3532 James Street Ste. 108, Syracuse, NY 13206 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legend Equities Corporation Palm Beach Gardens FL 02/2002 01/2017
Legend Advisory Corporation Palm Beach Gardens FL 07/2011 09/2019
Lincoln Investment Syracuse NY 01/2017 Present
  • 02/2002 → 01/2017
    Legend Equities Corporation
    Palm Beach Gardens, FL
  • 07/2011 → 09/2019
    Legend Advisory Corporation
    Palm Beach Gardens, FL
  • 01/2017 → Present
    Syracuse, NY
Other Businesses

MONEY MAP MENTORS POSITION: Owner, President NATURE: Tax/Accounting Purposes (S-Corp) INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 0 START DATE: 09/13/2018 ADDRESS: 3532 James Street, Suite 108, Syracuse NY 13206, United States DESCRIPTION: I oversee the payroll. I started this "S" Corporation with New York State to pay myself a monthly salary that will combat the financial ups and downs of being paid via commission.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-03-16
  • S63 Uniform Securities Agent State Law Examination
    2002-03-16

View on SEC IAPD

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