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Christopher James Nolan

Raymond James & Associates, Inc.

Garden City, NY

Healdsburg, CA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-21
CA RA APPROVED 2018-09-11
  • TX RA
    APPROVED_RES
    Since 2022-01-21
  • CA RA
    APPROVED
    Since 2018-09-11

Branch Locations

401 Franklin Avenue Suite 320, Garden City, NY 11530 • United States

Healdsburg, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co. Incorporated Garden City NY 04/2009 10/2017
Morgan Stanley Smith Barney Garden City NY 06/2009 10/2017
Morgan Stanley Private Bank, National Association New York NY 01/2015 10/2017
Raymond James & Associates, Inc. Garden City NY 10/2017 Present
  • 04/2009 → 10/2017
    Morgan Stanley & Co. Incorporated
    Garden City, NY
  • 06/2009 → 10/2017
    Morgan Stanley Smith Barney
    Garden City, NY
  • 01/2015 → 10/2017
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 10/2017 → Present
    Raymond James & Associates, Inc.
    Garden City, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-07-14
S63 Uniform Securities Agent State Law Examination 2001-06-27
  • S65 Uniform Investment Adviser Law Examination
    2001-07-14
  • S63 Uniform Securities Agent State Law Examination
    2001-06-27

View on SEC IAPD

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BRIXTON CAPITAL WEALTH ADVISORS, LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
OSAIC WEALTH, INC.
COMMONWEALTH FINANCIAL NETWORK
LESLIE MARIE GIORDANO

Other Investors

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DAWN MARIE EGGERS
DAVID BRIAN CARPENTIER
Alexander Oliner
JULIA BATTAGLIA
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ELLEN M CHAN
Jesse M Silver

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
ARKADIOS WEALTH ADVISORS · Garden City, NY
CETERA INVESTMENT ADVISERS LLC · Garden City, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
CETERA INVESTMENT ADVISERS LLC · GARDEN CITY, NY
BRIXTON CAPITAL WEALTH ADVISORS, LLC · GARDEN CITY, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Garden City, NY
OSAIC WEALTH, INC. · GARDEN CITY, NY

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