Best Investors Account Sign in
Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-03-10
TX RA APPROVED_RES 2021-02-23
  • CT RA
    APPROVED
    Since 2021-03-10
  • TX RA
    APPROVED_RES
    Since 2021-02-23

Branch Locations

2150 Post Road Suite 402, Fairfield, CT 06824 • United States

2150 Post Road Suite 402, Fairfield, CT 06824 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Fairfield CT 12/2015 02/2021
Morgan Stanley Private Bank, National Association New York NY 01/2016 02/2021
Raymond James Financial Services, Inc. Fairfield CT 02/2021 Present
Raymond James Financial Services Advisors, Inc. Fairfield CT 02/2021 Present
Morgan Stanley Private Bank, N.A New York NY 12/2015 Present
Boston Harbor Wealth Advisors Fairfield CA 02/2021 10/2022
The Ist Group Fairfield CT 02/2021 Present
  • 12/2015 → 02/2021
    Fairfield, CT
  • 01/2016 → 02/2021
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 02/2021 → Present
    Raymond James Financial Services, Inc.
    Fairfield, CT
  • 02/2021 → Present
    Fairfield, CT
  • 12/2015 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 02/2021 → 10/2022
    Boston Harbor Wealth Advisors
    Fairfield, CA
  • 02/2021 → Present
    The Ist Group
    Fairfield, CT
Previous Registrations
Other Businesses

(1)Name of Business: Greenfield Hill Wealth Management Address: 2150 Post Rd Ste 402, Fairfield, CT, 06824-5669, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/25/2025 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor (2)Name of Business: The IST Group Address: 2150 Post Rd Ste 402, Fairfield, CT, 06824, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/11/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor - Senior Vice President

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-01-25
S63 Uniform Securities Agent State Law Examination 2008-01-07
  • S66 Uniform Combined State Law Examination
    2016-01-25
  • S63 Uniform Securities Agent State Law Examination
    2008-01-07
Other Names
  • James John Mead Jr
  • James John Mead
  • James John Mead

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Fairfield, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor