Best Investors Account Sign in

Rae Ann Stuard

Ubs Financial Services Inc.

Bay City, TX

Sugar Land, TX

Needville, TX

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-06-09
  • TX RA
    APPROVED
    Since 2009-06-09

Branch Locations

Bay City, TX • United States

15958 City Walk #240, Sugar Land, TX 77479 • United States

Needville, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Houston TX 06/2009 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-01-28
  • S63 Uniform Securities Agent State Law Examination
    2000-01-28
Other Names
  • Rae Ann Wooley

View on SEC IAPD

Other Firms

RBC CAPITAL MARKETS, LLC
ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C.
MDX WEALTH MANAGEMENT
LPL FINANCIAL LLC
STIFEL, NICOLAUS & COMPANY, INCORPORATED
LINCOLN INVESTMENT
ALLSTATE FINANCIAL ADVISORS, LLC
SOWELL MANAGEMENT

Other Investors

JAMES SCOTT BLAIR
Joanne Zhe Wang
DALE RICHARD HEYSSE
MARCELA GALVAN
MICHAEL D. BROOKS
DONGYUE JIANG
HOWARD ROGERS JR.
JOHN BERNARD ZODROW

Other Offices

RBC CAPITAL MARKETS, LLC · SUGAR LAND, TX
ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C. · SUGAR LAND, TX
MDX WEALTH MANAGEMENT · SUGARLAND, TX
LPL FINANCIAL LLC · SUGAR LAND, TX
STIFEL, NICOLAUS & COMPANY, INCORPORATED · SUGAR LAND, TX
LINCOLN INVESTMENT · Sugar Land, TX
ALLSTATE FINANCIAL ADVISORS, LLC · Sugar Land, TX
SOWELL MANAGEMENT · Sugar Land, TX

More in Bay City, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor