Joanne Zhe Wang

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2001 → 09/2025
  Charles Schwab & Co., Inc.
  Sugar Land, TX
• 02/2005 → 09/2025
  Charles Schwab Bank, Ssb
  Sugar Land, TX
• 09/2025 → Present
  Ubs Financial Services Inc.
  Sugar Land, TX

Previous Registrations

• 2002-01-03 → 2025-09-23
  Charles Schwab & Co., Inc.
  Houston, TX
  Sugar Land, TX
  Sugar Land, TX

Other Businesses

1) Rental Property | Investment Related: No | Real Estate (Non-Agent/Broker) | Owner | Start date: 2022-04-01 | Hours Per Month: Less than 20 | Hours Spent during Security Trading: 0 | Owner. 2) 1517 Bonnie Brae | Investment Related: No | Real Estate (Non-Agent/Broker) | Owner | Start date: 2022-06-26 | Hours Per Month: Less than 20 | Hours Spent during Security Trading: 0 | Rental Property. (3) Rental Property | Investment Related: No | 1316 Cleveland, Houston, TX 77019 | Real Estate (Non-Agent/Broker) | Owner | Start date: 2019-07-15 | Hours Per Month: Less than 20 | Hours Spent during Security Trading: 0 | Rental House. (4) Rental Property | Investment Related: No | 211 Drew St, Houston, TX 77006 | Real Estate (Non-Agent/Broker) | Owner | Start date: 2018-08-01 | Hours Per Month: Less than 20 | Hours Spent during Security Trading: 0 | Rental House.

Exams

• S66 Uniform Combined State Law Examination
  2000-02-16

Other Names

• Zhe Joanna Wang
• Zhe Wang