Brandon Bas Curtis

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2009 → Present
  Lpl Financial, Llc
  Houston, TX

Previous Registrations

• 2004-02-10 → 2009-04-20
  Ameriprise Financial Services, Llc
  Houston, TX
  Houston, TX
  Houston, TX
• 2003-06-02 → 2004-02-09
  Wamu Investments, Inc.
  Houston, TX
• 2002-03-27 → 2003-05-14
  Morgan Stanley Dw Inc.
  Houston, TX

Other Businesses

1. 3/9/2018 - Tritis Properties, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 11/1/2017 - 1 Hours Per Month/1 Hours During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2002-02-19