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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-03
  • TX RA
    APPROVED
    Since 2023-01-03

Branch Locations

24022 Commercial Dr, Rosenberg, TX 77471 • United States

17550 W Grand Pkwy, Sugar Land, TX 77479 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc Houston TX 02/2018 03/2019
Bank Of America Sugarland TX 02/2016 03/2017
Muna Malik Katy TX 01/2018 08/2022
The Leaders Group Inc Littleton CO 12/2020 09/2021
Hamara Group Llc Katy TX 04/2019 08/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sugar Land TX 08/2022 Present
Katy Isd Katy TX 08/2021 08/2022
Jp Morgan Securities Sugarland TX 03/2017 06/2017
Bank Of America Sugarland TX 06/2017 01/2018
Bank Of America, N.A. Sugar Land TX 01/2023 Present
  • 02/2018 → 03/2019
    Houston, TX
  • 02/2016 → 03/2017
    Bank Of America
    Sugarland, TX
  • 01/2018 → 08/2022
    Muna Malik
    Katy, TX
  • 12/2020 → 09/2021
    The Leaders Group Inc
    Littleton, CO
  • 04/2019 → 08/2022
    Hamara Group Llc
    Katy, TX
  • 08/2022 → Present
    Sugar Land, TX
  • 08/2021 → 08/2022
    Katy Isd
    Katy, TX
  • 03/2017 → 06/2017
    Jp Morgan Securities
    Sugarland, TX
  • 06/2017 → 01/2018
    Bank Of America
    Sugarland, TX
  • 01/2023 → Present
    Bank Of America, N.A.
    Sugar Land, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-21
S63 Uniform Securities Agent State Law Examination 2001-12-07
  • S66 Uniform Combined State Law Examination
    2013-12-21
  • S63 Uniform Securities Agent State Law Examination
    2001-12-07
Other Names
  • Muna Malik Rafiq

View on SEC IAPD

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