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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | Houston | TX | 02/2018 | 03/2019 |
| Bank Of America | Sugarland | TX | 02/2016 | 03/2017 |
| Muna Malik | Katy | TX | 01/2018 | 08/2022 |
| The Leaders Group Inc | Littleton | CO | 12/2020 | 09/2021 |
| Hamara Group Llc | Katy | TX | 04/2019 | 08/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Sugar Land | TX | 08/2022 | Present |
| Katy Isd | Katy | TX | 08/2021 | 08/2022 |
| Jp Morgan Securities | Sugarland | TX | 03/2017 | 06/2017 |
| Bank Of America | Sugarland | TX | 06/2017 | 01/2018 |
| Bank Of America, N.A. | Sugar Land | TX | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 2001-12-07 |
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