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Dongyue Jiang

Ubs Financial Services Inc.

Sugar Land, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-08
  • TX RA
    APPROVED
    Since 2025-09-08

Branch Locations

15958 City Walk #240, Sugar Land, TX 77479 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Elmhurst NY 01/2017 04/2017
Charles Schwab & Co., Inc. Houston TX 05/2017 09/2025
Australian National University Acton Act 02/2016 12/2016
Charles Schwab Bank Houston TX 11/2018 05/2023
Schwab Wealth Advisory Inc Houston TX 05/2023 09/2025
Ubs Financial Services Inc. Sugar Land TX 09/2025 Present
Previous Registrations
  • 2023-05-25 → 2025-09-23
    Schwab Wealth Advisory, Inc.
    Westlake, TX
    Houston, TX
    San Francisco, CA
    Westlake, TX
    San Francisco, CA
    Sugar Land, TX
  • 2018-08-13 → 2023-05-25
    Charles Schwab & Co., Inc.
    Austin, TX
    Austin, TX
    Sugar Land, TX
    Houston, TX
    Houston, TX
    Westlake, TX
    San Francisco, CA
    Houston, TX
    San Francisco, CA
    Westlake, TX
    Sugar Land, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-13
S63 Uniform Securities Agent State Law Examination 2017-10-10
  • S66 Uniform Combined State Law Examination
    2018-08-13
  • S63 Uniform Securities Agent State Law Examination
    2017-10-10
Designations
Other Names
  • Michael Dongyue Jiang

View on SEC IAPD

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Other Investors

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WESLEY OWEN BALES
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Other Offices

LPL FINANCIAL LLC · SUGAR LAND, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · Sugar Land, TX
LPL FINANCIAL LLC · SUGAR LAND, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SUGAR LAND, TX
WESLEY OWEN BALES INVESTMENT ADVISORY SERVICE · SUGAR LAND, TX
B.D. STERLING · SUGAR LAND, TX
LPL FINANCIAL LLC · SUGAR LAND, TX
SWEETWATER FINANCIAL ADVISORS, LLC · SUGAR LAND, TX

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